Q J Med 2003; 96: 881-892
© Association of Physicians 2003; all rights reserved.
Review |
Rate or rhythm control in persistent atrial fibrillation?
From the 1Department of Cardiology, Portsmouth Hospitals NHS Trust, Portsmouth, UK, 2Department of Internal Medicine II, Klinikum Lippe, Detmold, Germany, and 3Department of Cardiology, Victoria Hospital, Blackpool, UK
| Summary |
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Atrial fibrillation (AF) is the most common sustained tachyarrhythmia encountered in clinical practice, with the majority of patients aged > 65 years. With an increasingly ageing population, the burden of AF in society continues to rise. One of the principal controversies in AF management is whether to control the ventricular rate and accept the underlying rhythm, or to attempt to achieve sinus rhythm. Until recently there were no clinical trial data directly comparing a rate versus rhythm strategy, and most physicians have opted for rhythm control, based on its theoretical benefits. We present an up-to-date evidence-based overview of the relative merits of rate versus rhythm control in AF, including data from five recent randomized trials. We draw conclusions from these studies and present evidence-based guidance on when to adopt which approach in routine clinical practice.
| Introduction |
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Atrial fibrillation is the most common sustained tachyarrhythmia encountered in clinical practice,1 with an incidence that doubles with every decade after 55 years of age.2 With an ageing population and improved survival of patients with cardiac disease, its prevalence continues to rise to epidemic proportions.3 Currently about 70% of patients with atrial fibrillation are aged between 65 and 85 years,4 with a population prevalence of 5% in individuals aged > 65 years,5 rising to 9% in those aged > 80 years.6 Atrial fibrillation is associated with a doubling of overall morbidity and mortality from cardiovascular disease6 and is the most common cause of embolic stroke. Three basic principles have formed the cornerstone of treatment for persistent atrial fibrillation: rate control, rhythm control with restoration and maintenance of sinus rhythm, and the prevention of stroke.
| Rate versus rhythm control: the dilemma |
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In any given patient with persistent atrial fibrillation, the basic therapeutic yet highly controversial question is whether to try to establish sinus rhythm or to leave the patient in atrial fibrillation and control the rate.7 Most physicians have traditionally opted for rhythm control with cardioversion and anti-arrhythmic drug therapy, despite a paucity of evidence to support this strategy.8
Sinus rhythm holds several theoretical advantages: reduced risk of thromboembolism and the need for chronic anticoagulation; improved haemodynamics (with restoration of atrial kick) and patient quality of life;9 the prevention of persistently rapid ventricular rates leading to tachycardia-mediated cardiomyopathy;10 and finally prevention of atrial structural remodelling (with increased atrial size) and consequent atrial cardiomyopathy.11 However, currently available anti-arrhythmic drugs often have a high side-effect profile, with limited efficacy both for chemical cardioversion and maintaining patients in sinus rhythm after successful electrical cardioversion.1214
In this review we address the current treatment options aimed at both rate and rhythm control. In addition we present data from five recent randomized trials comparing these two strategies.1519 Several evidence-based conclusions are drawn, and guidance given to direct AF management in the light of this new evidence.
| Patterns of atrial fibrillation |
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Atrial fibrillation (AF) is most commonly classified according to its temporal pattern (Figure 1).14,20 Faced with a first detected episode of atrial fibrillation, three recognized patterns may develop. (1) Persistent AF, which is the main focus of this article, describes an episode of sustained AF (usually > 7 days) that does not convert to sinus rhythm without medical intervention, with the promise of achieving sinus rhythm either by pharmacological or electrical cardioversion. (2) Paroxysmal atrial fibrillation (PAF) refers to self-terminating episodes of AF, usually lasting < 48 h. Both paroxysmal and persistent AF may be recurrent. (3) The term permanent AF is reserved for episodes of persistent AF, (usually > 1 year) in which cardioversion is not attempted or is unsuccessful, with AF accepted as the long-term rhythm for that patient.
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| Options for rhythm control |
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A. Pharmacological cardioversion for persistent atrial fibrillation
Pharmacological cardioversion is most effective when used within 7 days of the onset of AF, and hence is much less effective in patients with persistent AF.2123 Anti-arrhythmic drugs have a high side-effect profile, and hospital admission is frequently necessary for their initiation. Defetilide, a class III anti-arrhythmic, is the most recently approved anti-arrhythmic drug (1999) and is among the most rigorously studied. The Symptomatic Atrial Fibrillation Investigative Research on Dofetilide (SAFIRE-D)24 and the European and Austrialian Multicenter Evaluative Research in Atrial Fibrillation (EMERALD)25 studies found dofetilide to be superior to placebo (SAFIRE-D) and to low-dose sotalol (EMERALD) in converting patients with persistent AF to sinus rhythm. However, conversion rates were still relatively low (approximately 30%). Furthermore, torsade de pointe is a serious but infrequent (< 3%) sideeffect of dofetilide therapy (most episodes occur within 72 h of initiation of therapy). Other than dofetilide, amiodarone is the only anti-arrhythmic that has been found safe and effective in patients with moderate to severe left ventricular dysfunction. Like dofetilide, it is a first-line agent for patients with AF and structural heart disease. In the recent First Antiarrhythmic Drug Sub study of the AFFIRM study, amiodarone was found to be more effective at one year than either sotalol or class I agents for the strategy of maintenance of sinus rhythm without cardioversion.26
Further data supporting the efficacy of amiodarone to convert persistent AF sinus rhythm comes from a recent metanalysis.27 Because of its potential for organ toxicity, amiodarone should generally be used as second- or third-line agent for other types of patients with AF.28 Dronedarone, a benzofuran derivative structurally similar to amiodarone but with a markedly improved side-effect profile has great future promise as a replacement for amiodarone.29
B. Direct-current electrical cardioversion
Although direct-current electrical cardioversion for persistent AF has a very high initial success rate of 8096%,30,31 as few as 23% of patients remain in sinus rhythm at 1 year, and 16% at 2 years.32 In a recent study, the use of anti-arrhythmics and serial electrical cardioversion for early relapse reported sinus rhythm in 53% of patients at 1 year.33 In a similar study only 25% of the patients remained in sinus rhythm at 5 years.34 Amiodarone is the most effective agent at preventing relapse after successful cardioversion, with 69% of patients in sinus rhythm at 1 year in the Canadian Trial of Atrial Fibrillation (CTAF).35 However, in this study amiodarone was discontinued in 25% of patients due to presumed side-effects. Most recurrences of AF occur within 3 months of cardioversion for a first episode of AF,36 particularly within the first 5 days.37 Several factors have been defined which predict both lack of success or recurrence of atrial fibrillation after cardioversion. These include increased patient body weight, prolonged duration of AF (> 12 years), age > 75 years, heart failure and reduced ejection fraction, increased left atrial dimension, rheumatic heart disease and absence of anti-arrhythmic medication.3844
Current guidelines recommend that patients who have AF of unknown duration or > 48 h be given warfarin for 3 weeks before and 4 weeks after cardioversion, maintaining an INR of 2.03.0.14,45 A comparable strategy is the use of transoesophageal echocardiography guided cardioversion (TEE). Data from the ACUTE trial (Assessment of Cardioversion Using Transoesophageal Echocardiography Investigators) showed that patients who had undergone TEE-guided cardioversion had a risk of stroke comparable to the standard management strategy of anticoagulation.46
C. Radiofrequency ablation
The limitations of pharmacological and electrical cardioversion have led to the search for other strategies, including radiofrequency ablation. The majority of AF is initiated by ectopic foci found primarily within the pulmonary veins (PV).47,48 Mapping of this ectopic activity localized it to sleeves of atrial tissue that invest the proximal portions of the pulmonary veins. Further research also showed that catheter-based ablation of these ectopic foci could eradicate episodes of AF.4952 These findings have catalysed a flood of research interest in this area, with the prospect of a true cure for atrial fibrillation. Two primary strategies for the ablation of PV foci have now emerged: (i) electrically-guided focal ablation of PV triggers; and (ii) electrical isolation of the pulmonary vein from the left atrium by way of either segmental or circumferential lesions at the PV ostium.53 At present, circumferential PV isolation (the anatomical approach) appears to offer the greatest success rates with lower procedure times and lower complication rates.54,55 The advent of intracardiac echocardiography has revolutionized radiofrequency ablation by allowing real-time imaging of the highly variable PV ostial anatomy and confirmation of correct catheter position at the PV ostium (thus limiting the risk of pulmonary stenosis). The success rates for radiofrequency ablation are highly variable, but are now approaching 8090% at one year follow-up in the best centres.56
Further positive data was provided by a recent non-randomized trial of symptomatic AF patients comprising 589 circumferentially ablated patients who were compared with 582 patients who received anti-arrhythmic medications for SR control.57 After a median follow-up of 900 days, there was a significant improvement in mortality, assessment of morbidity, and QoL in ablated patients, compared with those treated with medical therapy. There was no apparent difference in success rates for patients in persistent AF versus those with paroxysmal AF, unlike in previous reports, which had shown much higher success rates for PAF compared with persistent AF.
Limitations of current techniques include a relatively long procedure time, presence of non-PV foci, a high rate of recurrence (leading to the need for repeat procedures), coupled with the risk of symptomatic pulmonary vein stenosis from ablation within the pulmonary veins.5860 Consequently, at present, given the large patient numbers, limited resources and potential complications, radiofrequency ablation is not the therapy of choice for the majority of patients with AF. Patients should however be considered for PV ablation if they have drug-refractory atrial fibrillation or poor tolerance of drugs.
D. Pacing therapy
Device-based therapy involving specific sites of stimulation combined with overdrive pacing algorithms shows some promise for reducing the incidence of PAF and delaying the development of persistent AF. However, with a myriad of trials of differing design and endpoints, no consensus is currently possible.
E. Surgical treatment
On the basis of the findings that a finite mass of atrial tissue is needed to sustain atrial fibrillation, and that atrial fibrillation is an arrhythmia with multiple re-entrant wavelets, the Maze operation was devised.61,62 In this procedure the atria are dissected into segments, which are then rejoined by suturing, thereby reducing the confluent atrial tissue in which atrial fibrillation wavelets can propagate. Initial mortality rates were high, but with refinement of techniques, recent reports suggest late freedom from AF in 9098% of patients, with a < 1% risk of thromboembolic events, and excellent quality of life.6366
| Options for rate control |
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Definition of adequate rate control
The adequacy of rate control during AF may be judged from clinical symptoms and ECG recordings. The rate has generally been considered controlled when the ventricular response ranges between 60 and 80 bpm at rest and between 90 and 115 bpm during moderate exercise.14,67,68
A. Medical therapy
Digoxin may be acceptable as sole therapy in elderly, sedentary patients.69 However, digoxin is less effective than other agents at controlling ventricular rates, especially during critical illness, exercise or acute AF.7072 Beta-blockers, verapamil and diltiazem are more effective, and there is synergy between these drugs and digoxin.73,74 In patients with both AF and coronary disease, beta-blockers are the drugs of choice, and they may also be valuable when systolic dysfunction is present. Verapamil may elevate serum digoxin levels into the toxic range, so the dose of digoxin should be reduced if it is used with verapamil.75 Amiodarone is a highly effective rate-controlling agent, however its use is limited by concerns over its long-term side-effect profile. Hence, it should be reserved for patients unable to tolerate the above agents, or where rate control with these agents remains inadequate.76
B. Atrioventricular nodal ablation
Ablation of the atrioventricular (AV) node and implantation of a permanent pacemaker is still a last resort for patients with atrial fibrillation refractory to other treatments. By elimination of AV conduction, the ventricular rate can be completely controlled and regular ventricular contraction restored, both of which might help improve cardiac haemodynamics.77 Since the atria continue to fibrillate, however, atrial contraction and AV synchrony are not restored, and the risk of stroke and need for anticoagulation persist.
In controlled studies of patients with chronic atrial fibrillation and heart failure, ablation of the AV node and insertion of a permanent pacemaker proved more effective than drug treatment in control of palpitations, and improvement of dyspnoea and quality of life, but not cardiac performance.78,79 Mortality was unaffected by the procedure.80 An alternative to complete ablation is modification of the AV node, which is sometimes efficacious in relieving of symptoms and controlling ventricular rate.
| Trials of rate versus rhythm control |
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Five recent randomized trials have attempted to address the fundamental issue of rate versus rhythm control strategies for optimal management of atrial fibrillation (Table 1).1519 The results of the ongoing AF-CHF trial are not due to be reported before 2005.81 Important differences between the trials (excluding HOT CAFÉ), as well as differences in the rate versus rhythm control groups are presented for comparison in Tables 1 and 2.
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The PIAF study15
Patients
The PIAF (Pharmacological Intervention in Atrial Fibrillation trial) trial was a multi-centre, randomized trial of 252 patients (aged 1875 years) with symptomatic atrial fibrillation of between 7 days and 360 days duration.
Treatments
The trial compared rate control (diltiazem was the principle agent used) with rhythm control (amiodarone as the sole pharmacological agent and if necessary electrical cardioversion). All patients received anticoagulation with warfarin, aiming for an INR of 2.03.0 throughout the entire study period.
Endpoints
Over the short (1 year) observation period, a similar proportion of patients reported improvement in symptoms (primary endpoint) in both groups (76 responders vs. 70 responders respectively, p = 0.32). Assessment of quality of life, using the Medical Outcomes Study short-form health survey (SF-36) questionnaire82 at baseline and after 12 months, showed no differences between groups. However, there was a higher incidence of hospital admissions (p = 0.001) and adverse drug effects (p = 0.036) in the rhythm control group.
Limitations
This study was small (252 patients), included only symptomatic younger patients (mean age 60 years) and had a short follow-up period (1 year).
The RACE study16
Patients
This larger multi-centre study included 522 patients in persistent atrial fibrillation (
1 year) who had undergone 12 electrical cardioversions during the previous 2 years. The patients were on average older than in the PIAF study (mean age 68 years).
Treatments
Patients were randomly assigned (on an intention-to-treat basis) to receive treatment aimed at rate control (target resting heart rate < 100 bpm) or rhythm-control (serial cardioversions and anti-arrhythmic drugs). Ninety percent of the patients in both groups had one or more risk factors for stroke.8386 Anticoagulation could be stopped or converted to aspirin if patients remained in sinus rhythm > 1 month after cardioversion. In the rate control group, patients < 65 years and without risk factors for stroke could be maintained on aspirin. All other patients were required to remain on warfarin, aiming for an INR of 2.53.5.
Endpoints
After a mean (± SD) of 2.3 ± 0.6 years, there was no difference (p = 0.4) in the primary composite endpoint of death from cardiovascular causes, heart failure, thromboembolic complications, bleeding, implantation of a pacemaker, and severe adverse effects of drugs between the rate-control group (44 patients, 17.2%) and the rhythm-control group (60 patients, 22.6%). The distribution of the various components of the primary end point was similar in the rate-control and rhythm-control groups.
Subgroup analysis (not pre-defined) suggested a higher incidence of events (absolute difference) in the rhythm control group for women (21.5%) and hypertensive patients (13.5%). In the rhythm-control group, 103/266 patients (39%) had sinus rhythm, compared with 26/256 patients (10%) in the rate-control group. The majority of patients with thromboembolic events (73%) had atrial fibrillation at the time of the event, and 66% (23/35 patients) of the thromboembolic complications occurred in under-anticoagulated patients (INR < 2).
Limitations
No objective or subjective assessment was carried out of exercise tolerance for the two patient groups.
The AFFIRM study17
Patients
The landmark AFFIRM study is the largest multi-centre, randomized study to date, comparing rate-control with rhythm control (on an intention-to-treat basis) in patients with atrial fibrillation (
1 year). The inclusion criteria for this study were patients
65 years of age or < 65 years plus one or more clinical risk factors for stroke: hypertension, diabetes, congestive cardiac failure, transient ischaemic attack, prior cerebrovascular accident or systemic embolism, left atrium
50 mm, shortening fraction < 25%, or left ventricular ejection fraction < 0.40. Cardioversion was allowed prior to randomization, but if the cardioversion was unsuccessful, the patient was excluded.
Treatments
After pharmacological trials of at least two agents in each group, patients were allowed to undergo non-pharmacological therapies. Anticoagulation could be stopped in the rhythm control group if the patient remained in sinus rhythm for a minimum of 4 weeks (preferably 3 months). The target heart rate was < 80 bpm at rest or < 110 bpm after a 6-min walk test.
Endpoints
The primary endpoint was overall mortality. A total of 4060 patients (mean ± SD age 69.7 ± 9.0 years) were enrolled in the study; 70.8% had a history of hypertension, and 38.2% had coronary artery disease. At the 3.5-year study endpoint 60% of patients in the rhythm arm were in sinus rhythm, while rate control (resting heart rate
80 bpm) was achieved in 80% of rate controlled patients, with 85% on warfarin in the rate control group and 70% in the rhythm control group.
There were 356 deaths (primary endpoint) among the patients assigned to rhythm-control therapy and 310 deaths among those assigned to rate-control therapy (mortality at 5 years 23.8% and 21.3%, respectively; p = 0.08), suggesting a trend towards increased mortality with a rhythm control strategy. The survival curves did appear to separate at around 1.52 years in favour of the rate control group. There was no difference in the composite secondary endpoint of death, disabling stroke, disabling anoxic encephalopathy, major bleeding and cardiac arrest. In the rhythm-control group, there was a higher rate of patient hospitalization (p < 0.001), and more adverse drug effects. In both groups, the majority of strokes occurred after warfarin had been stopped or when the international normalized ratio was sub-therapeutic, in general agreement with previously reported observations.86 The crossover rate was significantly (p < 0.001) greater among the patients initially assigned to rhythm control (594 patients, actual crossover rate of 37.5% at 5 years) than among patients assigned to rate control (248, actual crossover rate of 14.9% after 5 years), in keeping with the fact that drug therapies aimed at achieving rhythm control are frequently unsuccessful.8789
Limitations
The high prevalence of sinus rhythm seen in this study compared to the other studies reflects the inclusion of patients with PAF. Also this is the only study to include patients after (rather than before as in the other studies) successful cardioversion with 54% of patients in sinus rhythm at inclusion.
The STAF pilot study18
Patients
The STAF pilot study randomized 200 patients (intention-to-treat basis) with AF of
2 years duration to rate control or rhythm control.
Treatments
The STAF trial was aimed at patients at moderate-to-high risk of AF recurrence. Oral anticoagulation was prescribed in both treatment strategies, according to the guidelines of the American College of Chest Physicians.90
Endpoints
The primary endpoint was a composite of death, stroke or transient ischaemic attack, cardiopulmonary resuscitation, or systemic embolism. After 19.6 ± 8.9 months, there was no difference between the two treatment groups in terms of the primary endpoint (p = 0.99). With the exception of increased hospitalization in the rhythm control group (p < 0.001), there was no difference in the other secondary endpoints of syncope, bleeding (requiring hospitalization/transfusion or both), quality of life (assessed by SF-36), echocardiographic parameters (left ventricular end-systolic diameter, left ventricle end-diastolic diameter, left ventricle ejection fraction, left atrial diameter), resting heart rate and maintenance of sinus rhythm at follow up. After 3 years follow-up, only a minority (23%) of this group of patients at increased risk of AF recurrence remained in sinus rhythm in the rhythm control group, in-spite of up to four cardioversions per patient and up to four anti-arrhythmic drugs.
Limitations
This was a small study (200 patients), but had a long follow-up period.
The HOT CAFÉ study19
Patients
In the recently presented HOT CAFÉ study, 205 patients (aged 5075 years) in persistent AF (
2 years) were randomized to either rate or rhythm control.
Treatments
The treatment goal in the rate control group was medical rate control (monitored by 24-h holter) with rhythm control achieved by the use of DC cardioversion with serial anti-arrhythmic use.
Endpoints
At the 1 year endpoint there was a higher incidence of hospital admission in the rhythm-control arm (12% vs. 74%; p < 0.0001), despite a measurably significant improvement in exercise tolerance, as assessed by maximal workload during a treadmill test (5.2 ± 5.1 vs. 7.6 ± 3.3 MET; p < 0.0001). As in the other trials, there was a tendency for higher stroke rates with rhythm control than with rate control (three vs. no cases). After 12 months, 75% of patients were in sinus rhythm in the rhythm control group.
Limitations
This is a small study with a short follow-up period, and has not yet been published in full.
Conclusions from these five studies
Consensus
The five recently reported studies consistently show little difference in clinical outcomes between a rate and rhythm control strategy for patients, either in persistent atrial fibrillation or at a high risk of recurrence. However, a rate control strategy is associated with fewer hospitalizations and less adverse drug effects, compared to a rhythm control strategy. Despite unavailability of individual cost analysis comparing the two different treatment strategies, it is likely that a rate control strategy will prove more cost-effective. Sinus rhythm was difficult to maintain in the long term in all five studies, and crossover rates were high, particularly among patients initially randomized to a rhythm control strategy.
Limitations
It is important to be aware that the results of these recent studies are only directly applicable to AF cases where initially either a rate or rhythm control strategy was felt appropriate. These studies do not therefore close the debate on AF management. Furthermore, these studies have tended to exclude several subgroups of AF patients, including younger patients (< 65 years) in persistent AF, patients without structural heart disease and patients with severe heart failure. In these patients, a primary rhythm control strategy may still be appropriate. In addition, for patients who remain markedly symptomatic despite adequate rate control, or where adequate rate control cannot be adequately achieved, a rhythm control approach including PV ablation should be considered.91
Anticoagulation
At present warfarin is the most consistent therapy that has been shown to improve survival of patients in atrial fibrillation. Adjusted-dose oral anticoagulation is more efficacious than aspirin for prevention of stroke in patients with AF, as suggested by indirect comparisons and by a 33% reduction in a meta-analysis of five randomized trials.92 Data from the rate versus rhythm control studies further stress the importance of maintaining therapeutic anticoagulation long after the restoration of sinus rhythm. This is important for several reasons: current strategies to maintain sinus rhythm are successful only in a minority of patients;9395 sinus rhythm itself does not guarantee freedom from stroke, as the majority of AF patients, whether in sinus rhythm or not, have at least one additional risk factor for stroke; and finally the subclinical burden of AF is not known for patients who appear to be in sinus rhythm but are at high risk of AF recurrence.
Data from the AFFIRM study provide additional support for recommending long term warfarin therapy to the following patients with AF, even if sinus rhythm is restored: patients
65 years of age or < 65 years plus one or more clinical risk factors for stroke: hypertension, diabetes, congestive cardiac failure, transient ischaemic attack, prior cerebrovascular accident or systemic embolism, left atrium
50 mm, shortening fraction < 25%, or left ventricular ejection fraction < 0.40.
To those for whom the prospect of long-term warfarin therapy seems unappealing, the new oral anticoagulant Ximelagatran shows significant potential. With Ximelagatran there is no need for INR monitoring or dose adjustment, and preliminary data from the recent SPORTIF studies are promising.96,97
Cost analysis
A very recent retrospective cost analysis performed on patients entered into the HOT CAFÉ study has shown that rhythm control is significantly more costly than ventricular control.98
| Conclusion |
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At present a primary rate control strategy represents an acceptable evidence-based treatment option for a broad group of patients in persistent AF. Rate control may involve non-pharmacological interventions, such as AV node ablation with pacemaker insertion, in a minority of patients. The available data, particularly from AFFIRM, have allowed us to provide evidence-based guidance on which patients should be considered for a rate control strategy (Table 3).
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| Footnotes |
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Address correspondence to Dr C.J. Boos, Department of Cardiology, Portsmouth Hospitals NHS Trust, Milton Rd, Portsmouth, Hampshire PO3 AD. e-mail: christopherboos{at}hotmail.com
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